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7620584 System and method for online trading using an electronic spreadsheet  
A system and method for receiving streamed, real time quotes with respect to financial instruments. The system applies a spreadsheet based investment strategy to the real time quotes, generating...
7620582 Method of generating and displaying stock index  
An arithmetic operation for calculating a value of a Masuda ratio (Mratio) or a value substantially equivalent to the Masuda ratio (Mratio) on the basis of the stock price information on a database...
7620581 Financial instrument portfolio credit exposure evaluation  
A computer-implemented method evaluates credit exposure of a portfolio of financial instruments. A deal object is established for each instrument. The deal object comprises a representation of the...
7620577 Non-capitalization weighted indexing system, method and computer program product  
A passive investment system based on indices created from various metrics is disclosed. The indexes may be built with metrics other than market capitalization weighting, price weighting or equal...
7617147 Methods and apparatus relating to the formulation and trading of investment contracts  
A data processing system to enable the formulation of multi-party investments contracts is disclosed. The system comprises input means by which an ordering party can input contract data relating to...
7617145 Adaptive bidding increments in an online auction system  
A system and method is disclosed for the conduct of an online auction in which bidders are able to place bids on lots in the auction by selecting from a plurality of predetermined bid increments...
7617143 Global risk demand index  
Methods for generating risk demand indices are provided. In various embodiments, the methods may include selecting a plurality of sub-index modules, wherein generation of each sub-index module...
7617142 Method and system to solve dynamic multi-factor models in finance  
Methods and systems for estimating time-varying factor exposures of either an individual financial instrument or a portfolio of such instruments, through the solution of a constrained...
7617140 Systems and method for improving investment performance  
Methods for a data processor implemented system monitor for enabling persons to turn over the allocation of their investment assets, and/or receive assistance concerning how to receive...
7613652 Computer methods and apparatus for optimizing portfolios of multiple participants  
Computer technology for substantially optimizing portfolios of multiple participants is disclosed. Preferably the portfolios of such multiple participants comprise fixed income instruments. The...
7613646 Methods for assigning a price to an asset that is a derivative of a non-marketed variable  
A computer-implemented method is provided for valuing and hedging payoffs that are determined by an underlying non-marketed variable that moves randomly. The value assigned is that which is...
7613642 Equity based incentive compensation plan computer system  
A system and process linking an external computer with a system of a lending institution, a market information vendor or brokerage company, to provide for simultaneous tracking of one or more...
7610294 Multidimensional data cube validation  
This disclosure describes techniques of validating data that a user enters into an enterprise system for storage within a multidimensional data cube. The data cube includes one or more data...
7610232 Periodic rate reset security with a conversion feature  
A computer implemented method for an issuer of a periodic rate reset security with a conversion feature (PRRSC), other than a traditional convertible security issuer, to issue a PRRSC including the...
7610231 Synthetic funds having structured notes  
The present invention relates to synthetic funds for purchase by investors. A structured note is structured to provide customized equity returns/exposure. Terms of each structured note may be...
7610230 Method and system for evaluating the investment ratings of a securities analyst  
Systems and methods for measuring the performance of calls on securities by a securities analyst during an evaluation period are disclosed. According to various embodiments, the system may include...
7606758 Dynamic stock repurchase model  
Various methods for constructing a model for a firm to repurchase stock of the firm are disclosed. The method may include estimating stock repurchase needs for the firm for at least a portion of a...
7606757 Method and system for patent valuation  
Patent valuation method uses discounted present value analysis and statistical risk adjustment techniques to compute an estimate of the value of a patent or portfolio of patents. The present value...
7606756 Synthetic funds having structured notes  
The present invention relates to synthetic funds for purchase by investors. A structured note is structured to provide customized equity returns/exposure. Terms of each structured note may be...
7606755 Systems and methods to automatically generate a return target for a potential real estate deal based on supplemental deal information  
Systems and methods are provided to automatically generate a return target for a potential real estate deal based on supplemental deal information. According to one embodiment, a collateral type...
7606754 Method and system for reconciling equity hedge funds  
A method and system for tracking the compliance of an insurance policy's portfolio account used to finance benefit obligations containing equity-linked assets distributed among at least one fund...
7606753 Computer-implemented method and apparatus for adjusting the cost basis of a security  
A computer-implemented method and apparatus for determining a cost basis associated with a plurality of shares of a security. In response to information identifying an issuer, the purchase date and...
7606749 Structured credit enhancements  
Methods of raising funds for an entity, such as a municipality. The method may include the entity offering a first set of debt obligations and offering a second set of debt obligations by one of...
7606748 System and method for preventing cross trading  
Information regarding the current state in the market is used to prevent orders from crossing. In an example provided herein, when an order is entered into a market, information regarding current...
7603309 Computer implemented and/or assisted methods and systems for providing guaranteed, specified and/or predetermined execution prices in a guaranteed, specified and/or predetermined timeframe on the purchase or sale of, for example, listed options  
Methods and systems are provided which enable options broker-dealers to guarantee execution of an option trade order within a specified time window. By providing means to quantify and mitigate the...
7603308 Security analyst estimates performance viewing system and method  
A method and system are provided for simultaneously displaying historical accuracy indicators for an analyst and the analyst's estimate for a future event, on an analyst by analyst basis, for a...
7603306 System and method for incorporating mortality risk in an investment planning model  
A retirement planning method for computing possible future values of a portfolio of an investor. In one embodiment, the method includes the steps of (a) receiving a plurality of user inputs...
7603305 Combined loan and investment system and method  
A combined loan and investment program comprises a computer processor and program code configured to be executed by the computer processor to process financial loan and investment data by...
7603304 Domain specific return on investment model system and method of use  
A system and method for creating and executing a business model for domain specific decisions to compare possible alternative business solutions to maximize results is provided. A domain-specific...
7599879 Syndication loan administration and processing system  
A loan syndication tracking and management system and method provides a user with access to specific details related to a syndicated loan. The system and method coordinates investor, borrower and...
7599874 Computer-implemented method of selecting an investment portfolio and administering an investment company based in part on socially responsible investing considerations  
A computer-implemented method is provided for selecting a recommended investment portfolio based in part on socially responsible considerations. A portfolio of securities is identified for...
7599873 System and method for ETF investing  
A system and method for ETF investing that provides a primary exchange traded fund (PETF) that comprises a plurality of shares, wherein the primary exchange traded fund comprises investments in a...
7599872 Method and system for asset allocation  
A method and system of matching an investor's objectives for portfolio investment return and risk with an assessment of a range of expected returns and risks that are likely to be generated by...
7599871 Method and system for non-Gaussian pricing of options and other derivatives  
In preferred embodiments, a method and system for pricing a derivative (e.g., a stock option) based on a non-Gaussian price model assuming statistical feedback. The dynamics of the underlying...
7599870 System, method and framework for generating scenarios  
System, method and framework for generating scenarios used in risk management applications. The present invention is based on a generic framework that provides levels of abstraction, segregates...
7599869 Pre-trade compliance checking in a portfolio management system  
A mechanism for pre-trade compliance checking in a mutual funds portfolio management system is disclosed. The preferred embodiment of the invention records the interpretations and assumptions of...
7599868 System and method for displaying trading data  
A system and method are provided for presenting trading information. One example method includes displaying a plurality of effective trade indicators corresponding to price levels at which...
7596525 Computer-implemented method and apparatus for selecting an investment portfolio and administering an investment company based in part on socially responsible investing considerations  
A computer-implemented method is provided for selecting a recommended investment portfolio based in part on socially responsible considerations. A portfolio of securities is identified for...
7596524 Systems and methods for measuring interest rate exposure for a portfolio of fixed-income instruments  
A computer-assisted method for analyzing the interest rate exposure of a fixed-income instrument, such as a bond, is disclosed. The method includes the step of identifying N significant constituent...
7596523 Method and apparatus for network-based portfolio management and risk-analysis  
The invention comprises a risk model and data, and is provided on a secure Web-based, interactive platform, whereby a user can build customized risk analyses and reports, covering multiple asset...
7593895 Profitability evaluation in transaction decision  
A risk assessment system that performs a risk assessment of a financial transaction. The risk assessment system incorporates a profitability assessment scoring model that evaluates whether to...
7593894 Method, software program, and system for structuring risk in a financial transaction  
A method of structuring a financial transaction, including allocating to a transaction pool n credits, each of the credits having an obligation to make specified payments and each of the credits...
7593883 Financial activity based on tropical weather events  
A graphical user interface for a financial activity network that includes a central managing system connected to a plurality of participant terminals. Rules governing operation of the financial...
7593882 Report generator for allowing a financial entity to monitor securities class action lawsuits and potential monetary claims resulting therefrom  
Reports are automatically created of securities class action lawsuits customized to show potential monetary claims resulting from the lawsuits for securities purchased or acquired by one or more...
7593881 System and method for donor-directed asset management  
Methods and systems for facilitating donor-directed asset management are provided. In one embodiment, a program agreement may be established between a donor and a donee and an asset may be donated...
7593880 Methods and systems for analytical-based multifactor multiobjective portfolio risk optimization  
The invention provides systems and methods for determining an efficient frontier, which comprises a collection of security allocations in a portfolio, with multiple, conflicting objectives in a...
7593879 System and method for using diversification spreading for risk offset  
A system and method for analyzing a portfolio that includes a variety of diverse products is disclosed. The system and method determines the extent or non-extent of the correlation between the...
7593877 System and method for hybrid spreading for flexible spread participation  
A system and method for risk analysis of a portfolio of derivative products is disclosed which is conducted based on a set of flexible rules. The system and method allow creating predefined sets of...
7593875 Financial system for isolated economic environment  
A system and method for conducting financial transactions in an isolated economic environment. The present invention includes a non-isolated financial account system based in a non-isolated...
7590589 Game theoretic prioritization scheme for mobile ad hoc networks permitting hierarchal deference  
A method for providing unequal allocation of rights among agents while operating according to fair principles, comprising assigning a hierarchal rank to each agent; providing a synthetic economic...