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US20090287613 |
AUTOMATED ACTIONS BASED ON RESTRICTIONS
A technique for resolving a violation of an investment account restriction is provided. The restriction is associated with the holding of one or more securities in an investment account. A...
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US20090287612 |
Financial activity based on natural weather events
A financial activity network includes a central managing system connected to a plurality of participant terminals. Rules governing operation of the financial activity are stored for future...
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US20090287611 |
Investment portfolio analysis system, dynamic link index computing module of financial asset, and method thereof
The present invention discloses an investment portfolio analysis system, a dynamic link index computing module of a financial asset and a method thereof. The system is characterized by calculating...
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US20090287507 |
Method for Operating a Return Generation System and a System for Generating Returns
A method for operating a return generation system comprises several steps. In a first step, a group of a plurality of individuals is determined. In a further step, at least one asset is gathered...
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US20090281964 |
ADJUSTABLE DERIVATIVE SECURITIES AND METHOD FOR ADJUSTING THE VALUE OF SAME DUE TO A CORPORATE EVENT
The present invention relates to an adjustable equity derivative and method for allocating distributions amongst different adjustable derivative components of a security upon a corporate event...
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US20090281963 |
Fair Value Model Based System, Method, and Computer Program Product for Valuing Foreign-Based Securities in a Mutual Fund
A system and method for determining fair value prices of financial securities of international markets includes steps of selecting a universe of securities of a particular international market,...
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US20090281962 |
SYSTEM AND METHOD USING ASSET SALE AND LOAN FOR RISK TRANSFERENCE
Disclosed herein is a system and method for eliminating or transferring the non-economic risk of financial securities. The system and method serves to avoid non-economic losses in the first...
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US20090281961 |
SYSTEM AND METHOD USING CONTRACT FOR RISK TRANSFERENCE
Disclosed herein is a system and method for eliminating or transferring the non-economic risk of financial securities. The system and method serves to avoid non-economic losses in the first...
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US20090281960 |
SYSTEM AND METHOD USING SECURITIES ISSUANCE FOR RISK TRANSFERENCE
Disclosed herein is a system and method for eliminating or transferring the non-economic risk of financial securities. The system and method serves to avoid non-economic losses in the first...
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US20090281959 |
PERSONALIZED FINANCIAL ILLUSTRATION, GUIDANCE AND ADVISORY SYSTEM FOR REFERENCE-DATE DEPENDENT INVESTMENTS
A system and method is provided to generate personalized savings recommendation and/or needed assignments of reference-date dependent investments. Recommendations and assignments are based on...
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US20090281958 |
BENCHMARK AND EVALUATION OF REFERENCE-DATE DEPENDENT INVESTMENTS
A system and method of automatically benchmarking and evaluating individual reference-date dependent investments and families of such investments using their historic returns performance is...
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US20090281957 |
Sovereign Debt Fund
The current invention is a system, method and program product that solves the problems involved with investing in third World debt could be resolved by pledging these assets as contingent capital...
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US20090281956 |
METHOD AND SYSTEM FOR ENTERPRISE PORTFOLIO OPTIMIZATION
A portfolio generating system includes a portfolio optimizing unit configured to generate an optimized portfolio.
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US20090281931 |
Data Storage and Processor for Storing and Processing Data Associated with Derivative Contracts and Trades Related to Derivative Contracts
The description generally describes systems and methods for managing derivative contracts. The system maintains derivative contract states using a set of rules to ensure subsequent post-trade...
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US20090281855 |
SYSTEMS AND METHODS FOR INTERACTIVE BEEF CATTLE MARKETPLACE
A system and method for dynamically marketing cattle is provided comprising a buyer interface, a producer interface, a network, and a cattle information server. The cattle information server...
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US20090276373 |
METHOD AND SYSTEM FOR PROVIDING ELECTRONIC INFORMATION FOR RISK ASSESEMENT AND MANAGEMENT FOR MULTI-MARKET ELECTRONIC TRADING
A method and system for providing real-time electronic information for risk assessment and management for multi-market electronic trading. The method and system dramatically improve an...
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US20090276372 |
METHOD AND APPARATUS FOR ENABLING INDIVIDUAL OR SMALLER INVESTORS OR OTHERS TO CREATE AND MANAGE A PORTFOLIO OF SECURITIES OR OTHER ASSETS OR LIABILITIES ON A COST EFFECTIVE BASIS
Smaller investors can create and manage on a cost-effective basis a complex portfolio of securities using a mechanism that enables the investor to provide to the system the investor's preferences...
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US20090276371 |
Program for alternative funding of employee and retiree benefits
An investment program for funding benefits by maintaining assets in the investment program that includes an employer owned trust account and at least one life, disability, health or annuity...
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US20090276370 |
COMPUTER SYSTEM ARCHITECTURE AND COMPUTER IMPLEMENTED METHODS FOR ENHANCED CUSTODY AND PRINCIPAL LENDING OF SECURITIES
A computer system executes a principal lending to lend the securities from lending accounts of an entity to borrowing accounts of the entity, in which the entity acts as a principal. The system...
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US20090276369 |
SYSTEM AND METHOD FOR BENEFIT CONVERSION
Described are systems and methods converting a first guaranteed benefit to a second guaranteed benefit. The system may include a first computing arrangement storing first annuity data indicative of...
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US20090276368 |
SYSTEMS AND METHODS FOR PROVIDING PERSONALIZED RECOMMENDATIONS OF PRODUCTS AND SERVICES BASED ON EXPLICIT AND IMPLICIT USER DATA AND FEEDBACK
The present describes systems and methods to support personal financial management by recommending financial products and services responsive to a user's particular financial health or situation...
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US20090276367 |
METHOD AND SYSTEM FOR PROVIDING RISK MANAGEMENT FOR MULTI-MARKET ELECTRONIC TRADING
A method and system for providing risk management for multi-market electronic trading. The method and system allow risk associated with one or more trading accounts for an electronic trader in...
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US20090276366 |
ADVISORY THRESHOLDS AND ALERTS FOR MANAGING POSITION CONCENTRATION RISK
Management of a position concentration risk of an account includes the establishment of a threshold level for an aggregate trader position. The aggregate trader position may be associated with one...
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US20090276365 |
ORDER MANAGEMENT SYSTEM AND METHOD
The invention relates to a trading system in which an order is received, the order including a predetermined condition. The system determines the data required to fulfil the conditions associated...
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US20090276287 |
SYSTEM FOR PREDICTIVE ANALYTICS USING REAL-WORLD PHARMACEUTICAL TRANSACTIONS
A system for predictive analytics using real-world pharmaceutical transactions includes a computer having a processor and memory, a data collection component configured to aggregate data for a...
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US20090271334 |
SYSTEM AND METHOD FOR PROVIDING MORTALITY RATE INFORMATION AND EMPLOYING IT FOR STRUCTURING AND ANALYSIS OF FINANCIAL INSTRUMENTS
The invention provides methods of extrapolating at least one future mortality rate by calculating a current year mortality rate for a particular age cohort, and applying a series of improvement...
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US20090271333 |
Method and System for Transactions Involving a Mortgage Product That is Backed by a Mortgaged Property and Additional Financial Instruments
A method and system for creating and transacting a mortgage product that is backed by a mortgaged property and additional financial instruments. The mortgage product requires the determination of...
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US20090271332 |
COMPUTER SYSTEM AND METHOD FOR GENERATING AND MAINTAINING A FINANCIAL BENCHMARK
A method for generating and maintaining a benchmark using a long/short investment strategy is disclosed herein. The method for generating and maintaining a benchmark using a long/short investment...
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US20090271331 |
Systems and methods for providing a combination financial product
The present invention relates to systems and methods for administering combination annuity products and to combination annuity products themselves. Certain embodiments of the invention can be used...
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US20090271330 |
SYSTEM AND METHOD FOR PROVIDING THE EXECUTION PROBABILITY OF A LIMIT ORDER
A system, method and computer program product are described for providing the execution probability of a limit order within a given time period based on historical and current information and for...
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US20090271329 |
UTILITY MANAGEMENT SYSTEM
A utility management system is provided that makes it possible for an Internet user to more easily know the status of his/her own utility usage in realtime. An AMR (Automated Meter Reader) system...
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US20090271328 |
Securitized Commodity Participation Certifices Securitized by Physically Settled Option Contracts
Techniques are described for securitizing, administering and trading various derivative shares securitized by derivative, physically-settled instruments on underlying assets that is, physical...
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US20090271327 |
PAYMENT PORTFOLIO OPTIMIZATION
A method and system of payment portfolio optimization that retrieves a plurality of consumer segments of a consumer portfolio from a diagnostics module where the consumer segments have potentially...
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US20090271326 |
RETIREMENT FUND AND METHOD FOR GENERATING INCREASE REVENUE STREAM
A retirement fund and method for operating to produce an ever increasing revenue stream to a group of investor participants who are selected statistically based on the longevity into a pool of...
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US20090271325 |
TRADING SYSTEM AND METHOD
A system for managing risk in a trading environment, the system comprising at least one trading portfolio, wherein the trading portfolio comprises a plurality of trading elements and wherein the...
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US20090271224 |
METHODS, SYSTEMS, AND PRODUCTS FOR EFFICIENT ANNUITIZATION
A method of creating a variable universal life anti-martingale immediate annuity (VULAMIA) including the steps of soliciting preferences from an annuitant for annuity income and timing of annuity...
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US20090265285 |
APPARATUS, METHOD, AND COMPUTER PROGRAM PRODUCT FOR CHARACTERIZING USER-DEFINED AREAS
A method of specifying a boundary for an area is provided, which includes receiving a first input from a first user regarding a first configuration of a boundary of an area. The first input may...
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US20090265284 |
NETTING AND POSITION MATCHING FOR PORTFOLIO COMPRESSION
A netting method replaces a set of trades between a pair of counterparties. The method includes a selection of multiple trades having equivalent terms and a determination of the net notional and...
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US20090265283 |
Systems and Methods for Ranking Investors and Rating Investment Positions
Systems and methods for rating a plurality of investment positions are described. The rating comprises identifying a set of investors corresponding to each investment position of a plurality of...
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US20090265282 |
SYSTEM AND METHOD FOR MANAGING TRADING ORDERS WITH DECAYING RESERVES
A system comprises a memory operable to store a trading order for a particular quantity of a trading product, wherein a first portion of the particular quantity is a displayed quantity and a second...
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US20090265281 |
Account Portfolio Risk Characterization
Input characterizing one or more economic indicators and a portfolio of accounts can be used to estimate a portfolio level effect of the economic indicators on the portfolio of accounts is...
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US20090265279 |
SYSTEM AND METHOD FOR MANAGING AND DISTRIBUTING HEDGE FUND DATA
A system for managing hedge funds includes a storage unit operable to store hedge fund information. The hedge fund information comprises at least one of a fund name, a fund share class, and...
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US20090259600 |
METHOD AND APPARATUS FOR AUTOMATED TRADING OF EQUITY SECURITIES USING A REAL TIME DATA ANALYSIS
A system and method for buying and selling securities based on volatility and liquidity rather than other fundamentals is demonstrated. The method involves: providing at least one decision model to...
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US20090259599 |
METHOD AND APPARATUS FOR ANALYZING INDIVIDUAL AND COMPARATIVE RETURNS ON ASSETS
A computer implementable graphical method and apparatus for presenting historical returns of one or more assets, liabilities, and/or indices is disclosed. A computer can plot an historical returns...
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US20090259598 |
GRAPHICAL DISPLAY OF MARKET DEPTH IN AN ORDER BOOK
Consolidated order book and market depth information from multiple fragmented markets is presented on a display. The display provides a graphical representation of market depth and price points,...
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US20090259597 |
Method and apparatus for portfolio trading using margin
An automated portfolio manager system enables an investor or portfolio manager to quickly adjust the underlying risk of the entire portfolio without modifying the underlying investments in the...
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US20090259596 |
Automated Risk Monitoring Method and System
The invention relates to an automated risk monitoring method and a corresponding risk monitoring system for automated risk monitoring, in the case of which control data for different companies are...
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US20090254491 |
STOCHASTIC CONTROL SYSTEM AND METHOD FOR MULTI-PERIOD CONSUMPTION
The present invention relates to dynamic optimization of system control over time. The need for dynamic optimization arises in many settings, as diverse as solar car power consumption during a...
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US20090254490 |
Method and apparatus for rebalancing an investment portfolio using a portfolio investment system
A computer based portfolio manager system enables a user to create and manage a portfolio of investments. Users can create multiple sub-portfolios, termed folios, within their overall investment...
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US20090254489 |
APPARATUSES, METHODS AND SYSTEMS FOR A PERIODIC AUCTION RESET SECURITIES OPTIMIZATION ENGINE
The disclosure details of the implementation of an APPARATUSES, METHODS AND SYSTEMS FOR A PERIODIC AUCTION RESET SECURITIES OPTIMIZATION ENGINE (hereinafter “OPTIMIZER”). The disclosure teaches...
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